distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors
Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
Bangkok, January 6, 2011 ? The SEC today announced that the tender offer for securities acquisition of Energy Earth Public Company Limitd (EARTH) (former name: Advance Paint and Chemical (Thailand
complete the review process at the same time, within three to four months from the date of submission. This will enhance market efficiency as the time taken for the issuer to obtain approval to offer its
Offeror : GFPT PLC. | Date of submission of the Statement of Intention : 03/09/2002
Bangkok, November 8, 2010 ? The SEC has announced that the tender offer for the purchase of securities of Eastern Printing Plc. (EPCO) via Form 247-4 as collectively submitted by P Plus P Plc. (PLUS
Offeror : STRATEGIC BEVERAGES (THAILAND) CO., LTD. | Date of submission of the Statement of Intention : 27/04/2010
Offeror : STRATEGIC BEVERAGES (THAILAND) CO., LTD. | Date of submission of the Statement of Intention : 24/05/2010
Offeror : STRATEGIC BEVERAGES (THAILAND) CO., LTD. | Date of submission of the Statement of Intention : 26/05/2010