Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
equal to 1.95% of compensation value, and the combining the value of asset acquisition during 6 months is equal to 6.34%. The transaction is also the middle size of related transaction of listed company
combining with the size of the disposal of assets transaction occurring in the past six months prior to the date on which the Board of Directors of the Company resolved to approve the entry into this
March 31, 2020. The combining of transaction size is also the middle size of connected transaction which exceeded 0.03% but not over 3.00% of NTA. The Board of Directors must approve the entering into the
. The combining of transaction size is also the middle size of connected transaction which exceeded 0.03% but not over 3.00% of NTA. The Board of Directors must approve the entering into the transaction
past six months prior to the date on which the Board of Directors of the Company resolved to approve the entry into this transaction i.e. the disposal of assets of Nation Digital Content Co., Ltd. (“NDI
0009/20108 Page 3 of 10 the Acquisition or Disposition Rule. When combining the Transaction with the acquisition of assets acquired during six months preceding the date of the Company’s Board of
of June 30, 2018), and when calculating the size of the entry criteria, the value of Net Tangible Asset is 0.07%. The total value of consideration combining with the acquisition of assets in the past 6