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capital markets. Other key initiatives under ACMF include the ASEAN Trading Link among regional exchanges; the framework for Expedited Entry of Secondary Listings to allow for faster time-to-market for

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6050

ASEAN capital markets connectivity to be enhanced with the Philippines’ entry into the ASEAN Collective Investment Schemes Framework

The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8951

Securities watchdogs of Thailand and Luxembourg join hands to develop fintech for higher efficiency in capital market fund raising

fintech supervision and oversight. This framework was similar to those CSSF agreed with capital-markets watchdogs of Australia, Dubai and the United of Arab Emirates. This new agreement has expanded the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8531

SEC adds debenture crowdfunding as alternative fund-raising for SMEs and startups

startups to access sources of capital efficiently at reasonable costs.”“Presently, SEC has the existing equity crowdfunding rules since 2015 for SMEs and startups with clear business plans to gain easier

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8283

SEC and SET join forces with nine agencies in the announcements on the progress of STARK case and the directions for raising good governance standards and enhancing capital market credibility

King (TFAC), said: “TFAC is ready to collaborate with all related agencies to uphold the accountability of accounting professions and capital market.” Mr. Paisal Tarasansombat, Director, Thai Listed

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10570

SEC revokes approval of fund managers and bans industry re-entry for 10 years

Bangkok, February 15, 2012 ? The SEC has revoked approval for Maris Tarab and Burim Chombhubol as fund manager and prohibited them from re-entering the industry for 10 years, starting from February 14, 2012. The sanctions followed the SEC findings that the said persons mismanaged T.U. Dome Residential Complex Property Fund (T.U. Dome) severely, causing substantial damage to the fund and the unitholders. Maris and Burim, who were T.U. Dome fund managers during 2006-2009 and 2008-2009 respectivel...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4417

SEC public hearing on a proposed revision to securities business licensing regime to facilitate application procedure and support new business entry

needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6858

SEC opens consultation clinic for business operations and fund raising approval under Royal Decree on Digital Asset Businesses B.E. 2561 (2018)

, particularly new-gen groups, for digital asset and fund raising businesses operation such as issuance of digital tokens or ICOs.As such, “SEC finds it necessary to enhance knowledge and understanding

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8287

SEC announces progress on Mekong Capital Markets Cooperation

Bangkok, July 21, 2014 ? The SEC announced the results of the 3rd Mekong Capital Markets Cooperation (MCMC) meeting in Pattaya City that all 5 member countries agreed on mutual benefits of this

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5494

SEC joins forces with businesses to increase capital market products

operators and disseminate information on benefits of the Thai capital market to be seen as a source for fund raising which is not less important and attractive than loans from financial institutions. This

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4537