provide convenient, accessible channels for members seeking investment advice; 3) To provide investment advice on basic asset allocation; 4) To provide a standard fact sheet for fund committees to use as a
Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring...
Bangkok, October 2, 2015 The SEC has rolled out an initiative to enhance sustainability of the financial reporting ecosystem, which is paramount to the integrity and soundness of the Thai capital
, sufficiently, and comprehensively. The SEC?s seminar, recommendations, and checklist are the tools that enable listed companies to enhance their disclosure quality. If they all can proceed in accordance with
MFOCUS : TH : Fund Fact Sheet ข้อมูล ณ วันที่ 30 ธันวาคม 2564 หนังสือชี้ชวนส่วนสรุปข้อมูลสำคัญ กองทุนเปิดเอ็มเอฟซี โฟกัส อิควิตี้ MFC Focus Equity Fund (M-FOCUS) กองทุนรวมตราสารทุน กองทุนที่ลงทุนแบบ
MFOCUS : Fund Fact Sheet 2018 ข้อมูล ณ วันที่ 30 มิถุนายน 2563 หนังสือชี้ชวนส่วนสรุปข้อมูลสำคัญ กองทุนเปิดเอ็มเอฟซี โฟกัส อิควิตี้ MFC Focus Equity Fund (M-FOCUS) กองทุนรวมตราสารทุน กองทุนที่ลงทุนแบบ
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and Mr. Asadej Kongsiri, President of the Stock Exchange of Thailand (SET), signed an updated Memorandum of Understanding (MOU) to strengthen mutual collaboration in capital market oversight. This collaboration aims to improve regulatory efficiency within each organization’s legal framework, creating clearer, non-overlapping guidelines in line with the evolving capital market ecosystem. The collabor...
The SEC has reviewed the regulations concerning the SPO shares offering and the mai/SET listing requirements for LiVEx-listed companies to better accommodate small and medium-sized enterprises and enable LiVEx-listed companies to conduct business with more flexibility, while continually maintaining appropriate levels of investor protection. Another proposed amendment is a revision to the mai/SET listing regulations to facilitate mai/SET listing for LiVEx-listed companies. The proposed amendments...
fairness and transparency, to supervising capital market professional to elevate their role of inspection and preventing listed company fraud. The proposed amendments also aim to enhance the reporting of