ทำได้ด้วยการติดตามตั้งคำถาม (engage) กับกิจการที่ลงทุน ดังนั้น ก.ล.ต. จึงได้จัดทำ Engagement Questions ฉบับนี้ขึ้นด้วยความร่วมมือกับ Asia Investor Group on Climate Change (AIGCC) โดย บลจ. สามารถนำชุด

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business of Investment Advisory Service

Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service

Prescribing Natures of Giving Advice to Public Not Being Regarded as Engagement in the Derivatives Business in the Category of Derivatives Advisor

emphasized active engagement of all sectors to make sure that the capital market will continue to serve the country’s important demands. This is the first time that an SEC strategic plan has given a

, regardless of the fact that he sold the entire purchased amount already.Following the SEC?s instruction for Bee to provide clarification with prompt rectification on the tender offer price for EIC?s shares as

activities with another foreign digital asset trading platform and allowing payment for the transactions made in Thai baht through Prompt Pay and Thai QR. Such provision of services may be deemed the

provide clarification on this matter with prompt rectification.  For the benefits of EIC shareholders, he is also notified to disclose such rectification to EIC for further dissemination through the SET

. (Acceptance and Continuance of Client Relationships and Specific Engagements) 5. (Resources) 6. (Engagement Performance) 7. (Information and Communication) 8. (Monitoring and Remediation Process)