means a digital asset having any of the following characteristics: (1) Digital asset created with the objective of concealing information on the transferor, the transferee and the transfer volume; (2
rational investment decisions but their decisions are usually influenced by several factors and restrictions; emotion, beliefs and biases, for example. Those factors and restrictions cause investors to
mutual fund. Such factors include emotion, personal belief and attitudes toward different channels of savings and investment. For example, some investors prefer low risk, principal guaranteed investment
number of the transferor. Later, Sakkarin prepared a withdrawal slip and used 319,953 baht to pay for a securities purchase in another client's account and deposited the remaining amount of the withdrawn
not allow transfer of holders or if not prohibited, a warning must state clearly the limitations of the transferor?s responsibility. In addition, B/E as securities must not be derivatives embeded and
risks, B/E must not allow transfer of holders or if not prohibited, a warning must state clearly the limitations of the transferor?s responsibility. In addition, B/E as securities must not be derivatives
Securities Co., Ltd. and the SEC?s further findings, Nitchawan, who was working for the securities company at the time, affixed signatures as the transferor and the transferee of securities in a client
concerning acquisition of each principal asset occurred during accounting period (if any) at least the following information: (a) date, price, seller, lessor, transferor of leasehold rights, grantor of rights
of such persons is the employer of the purchaser / transferor of the securities; business relationship, e.g., strategic partner, trade partner, etc; other forms of relationship. Specify. In case of