Bangkok, 27 July 2017 ? The SEC has refused to grant Energy Earth Public Company Limited (EARTH) an extended deadline for submitting the special audit report which was due on 24 July 2017, and urged the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty performance. Earlier, the SEC had instructed EARTH to arrange a special audit on the advanced payments for...
The SEC monitors and observes events and exhibitions featuring booth setups related to investment advice and service solicitation. Recently, the SEC has been alerted by the public and relevant stakeholders regarding suspicious activities involving unlicensed securities companies, derivatives business operators, and digital asset business operators, including such business operators from abroad. These entities allegedly solicited the public to invest or use their services at their booths during a...
Website "AIRA", Line "AIRA ELITE" "ทิวา ชินธาดาพงศ์" "มาย", and Line Open Chat "20 Bull SET" impersonate "AIRA Securities Plc." : Unlicensed securities and derivatives business (Disclosure Date : 15
เว็บไซต์ อ้างชื่อ AIRA และ Line อ้างชื่อ AIRA ELITE./ ทิวา ชินธาดาพงศ์ และ มาย และไลน์กลุ่มอ้างชื่อ 20 Bull SET - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 15
ชื่อผู้ได้มา/จำหน่าย :?ELITE FUND | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 08/10/2547
ชื่อผู้ได้มา/จำหน่าย :?ELITE FUND | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 30/09/2547
, for the purpose of listing my name onto the Issuing Company’s Director and Executive Database of the company, to inspect my personal information relevant to consideration of the SEC Office and to
;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the
. SETHIWAN TOWER BUILDING, 12TH NO. 139 FLOOR, UNIT D, PAN ROAD, SILOM, BANGRAK, BANGKOK 10500 SI LOM, BANG RAK, Bangkok 10500 Tel.0-2675-3928 Fax.0-2675-3925 2 ELITE SECURITIES CO.,LTD. 546/7 PLOENCHIT RD
Company Name Website AFS AFS SECURITIES (THAILAND) CO.,LTD. ELITE ELITE SECURITIES CO.,LTD. ICAP ICAP SECURITIES CO.,LTD. TRADITION TRADITION FIXED INCOME SECURITIES CO.,LTD. WSTPS WALL STREET TULLET PREBON