supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non
on electronic service for filing of financial statements (e-Filing). Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC is pleased to be a part of this project and this MOU signing is aim
Bangkok, 30 October 2017 ? The SEC is seeking public comments on the draft amendments to the ongoing capital requirement rules, which are imposed on asset management companies. The hearing also
The Draft aims to improve legal provisions to be more suitable for the current situation, as well as to accommodate future technological advancements. It also ensures the legal effects of electronic
collectively and concurrently and the consideration is divided into three areas, namely (1) acceptance of reports via electronic system instead of hardcopy submission, (2) discontinuation of reports to the
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