collectively and concurrently and the consideration is divided into three areas, namely (1) acceptance of reports via electronic system instead of hardcopy submission, (2) discontinuation of reports to the
on electronic service for filing of financial statements (e-Filing). Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC is pleased to be a part of this project and this MOU signing is aim
Bangkok, April 4, 2011 - The SEC Board at its meeting No. 4/2011 today has approved the issuance of new license for undertaking brokerage business limited to precious metals derivatives covering gold
The Draft aims to improve legal provisions to be more suitable for the current situation, as well as to accommodate future technological advancements. It also ensures the legal effects of electronic
SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
Line Open Chat "STOCK EXCLUSIVE 15" impersonates "AMUNDI Mutual Fund Brokerage Securities (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06/02/2025)
ตลาดหลักทรัพย์ licensed derivatives business operator in the category of derivatives brokerage; “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures
licensed derivatives business operator in the category of derivatives brokerage; “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ business
://publish.sec.or.th/nrs/5456se.pdf ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ licensed derivatives business operator in the category of derivatives brokerage; 2 “ electronic data” means data that are