then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client; (2) In July 2017, Nutnicha borrowed shares of
unit redemption is beginning to slow down, and so far no fixed income fund has borrowed or entered into repurchase transactions at an amount exceeding 10 percent of NAV. In addition, BOT has announced
? accounts that he borrowed the money from, for other?s or his own benefits. The SEC reviewed and found that Chalerm?s actions were deemed fraudulent, deceitful, interference with clients? assets with the
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing
delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of securities borrowing and lending (SBL); “Central securities
Notification: “Short sale” means the selling of securities where delivery is made with borrowed securities; “Business operator” means a person licensed to undertake securities business in the category of
venture company between Hemaraj and Gulf Energy Development Public Company Limited together with accepting the assignment of entire claims in a loan borrowed by Gulf WHA MT from Hemaraj. The said share
from abovementioned property sale. Moreover Fancy Wood International, LLC is able to repay all loans which borrowed from Fancy Wood International Co., Ltd. As a result, the previously reserved Allowance