Bangkok, March 21, 2013 ? The SEC informed all securities companies, asset management companies, financial advisors, and derivatives business operators in the capital market on the promulgation of the Anti-Money Laundering Act (No. 4) B.E. 2556 (2013) and the Counter-Terrorism Financing Act B.E. 2556 (2013).The promulgation of the above Acts demonstrates significant progress in meeting international standards on combating money laundering and the financing of terrorism & proliferation as recomme...
enhancement of fundraisers’ sustainability and the promotion for the capital market to become a key driver for achieving the nation’s sustainable development goals (SDGs). (4) Capital market is developed and
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 2)
Dissemination of Information Relating to Securities Offering Prior to the Effectiveness of Registration Statement and Draft Prospectus (No. 3)
Spokesperson, said: “As a key driver in the development of the capital market, the SEC prioritizes the promotion of technology in capital market activities, especially in business fundraising through a wide
crucial and indispensable aspect is the collaboration from all sectors in propelling the Thai capital market as a driver of economic development, addressing the national needs efficiently and effectively
The evaluation of the legal effectiveness of the Emergency Decree is due under the Act on Legislative Drafting and Evaluation of Law B.E. 2562 (2019) (“the 2019 Act”), which requires that government
the capital market, (2) Positioning the capital market as a driver of the digital economy, (3) Promoting a sustainable capital market and financial well-being, and (4) Advancing the Digital Securities
. She also shared insights and experiences in fostering regional collaboration among regulatory entities to enhance the effectiveness of digital asset oversight. The seminar took place on 10 December 2024
management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the