SEC Search

method was not allowed according to the company's articles of association. Later, on 26 June 2017, the Department of Business Development, the Ministry of Commerce issued an order rejecting the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6772

The SEC rejects deadline extension for EARTH special audit report and shall inspect executives? duty performance

the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=6851

SEC revises Thai ESG rules to broaden investment scope and strengthen asset management companies’ fiduciary duty for responsible investment

Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10975

SEC penalizes an investment consultant for 5 years due to duty performance without loyalty, causing damage to clients

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8075

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Qualification of Settlor of Trust and Trustee and Conduct and Duty of Trustee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=727

SEC appoints the Bond Market Development Committee

bond liquidity, investors’ knowledge on debt securities, intermediaries and market professionals’ duty performance, the development of shared infrastructures and market database, and high-risk debt

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8143

ก.ล.ต. ออกประกาศรองรับเงื่อนไขใหม่ของกองทุน Thai ESG โดยขยายขอบเขตการลงทุน และส่งเสริมบทบาท บลจ. ในการใช้ fiduciary duty เพื่อการลงทุนอย่างรับผิดชอบ

คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงปรับปรุงหลักเกณฑ์ที่เกี่ยวข้อง เพื่อรองรับกับมาตรการดังกล่าว โดยขยายขอบเขตการลงทุนของกองทุน Thai ESG เน้นบทบาท บลจ. ในการใช้ fiduciary duty เพื่อ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10973

Company Profile - SAAM DEVELOPMENT PUBLIC COMPANY LIMITED

Company Profile - SAAM DEVELOPMENT PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 21 September 2023 20:16 Company Profile SAAM DEVELOPMENT PUBLIC COMPANY

https://market.sec.or.th/public/idisc/en/companyprofile/listed/SAAM

Company Profile - L.P.N. DEVELOPMENT PUBLIC COMPANY LIMITED

Company Profile - L.P.N. DEVELOPMENT PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 20:09 Company Profile L.P.N. DEVELOPMENT PUBLIC COMPANY

https://market.sec.or.th/public/idisc/en/companyprofile/listed/LPN

Company Profile - MAJOR DEVELOPMENT PUBLIC COMPANY LIMITED

Company Profile - MAJOR DEVELOPMENT PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 20:11 Company Profile MAJOR DEVELOPMENT PUBLIC COMPANY LIMITED

https://market.sec.or.th/public/idisc/en/companyprofile/listed/MJD