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Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a fine of 500,000 baht on Somchai Chaisrichawla for manipulating the share price of Asia Metal Public Company Limited (AMC

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6245

SEC files a criminal complaint against IFEC executive for performing duty dishonestly

B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6772

The SEC rejects deadline extension for EARTH special audit report and shall inspect executives? duty performance

the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=6851

Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN

Microsoft Word - S_2019_GRC-02_025_S43 Share Acquisition_EN Page 1 – Translation – GRC-02/2019/025 11 December 2019 Subject: Report of the Asset Acquisition To: President The Stock Exchange of

https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201912/19120256.pdf

Settlement Committee fines TWZ share price manipulators

Bangkok, February 17, 2011 ? The Settlement Committee imposed a total fine of 20,635,579.57 baht on Auttawut Phaichai and Patinya Pittayanupakorn for manipulating the share price of TWZ Corporation

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=3498

Settlement Committee fines CHUO share manipulator

Bangkok, April 20, 2016 ? The Settlement Committee has imposed a fine of 14,640,844.50 baht on Chayanont Weerayuthkosol for manipulating the share price of Chuo Senko (THAILAND) Plc. (CHUO

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6283

SEC revises Thai ESG rules to broaden investment scope and strengthen asset management companies’ fiduciary duty for responsible investment

Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10975

SEC penalizes an investment consultant for 5 years due to duty performance without loyalty, causing damage to clients

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8075

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Qualification of Settlor of Trust and Trustee and Conduct and Duty of Trustee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=727

SEC files criminal complaint against 6 UKEM share price manipulators

} and an unknown person, for manipulating share price of Union Petrochemical Plc. (UKEM).With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares by a group of persons

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5571