:  Principle 1: Institutional investors should adopt a clear written investment governance policy suitable for their business nature, including measures and procedures for clear duty performance at all levels

Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment.  Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market

B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty

the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty

Earlier, the SEC Board passed a resolution approving in principle the proposed regulations related to ICO Governance, which aim to ensure adequate and appropriate mechanisms for protecting investors

Bangkok, 22 September 2016 ? The SEC is seeking public comments on the Investment Governance Code (I Code), which contains guidances for institutional investors to manage investment policies and

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...

ปรับปรุงหลักเกณฑ์ด้าน ICO governance และร่างประกาศที่เกี่ยวข้อง

ข้อมูลบริษัทที่เข้าร่วมโครงการ Good Governance ค ำอธิบำยและกำรวิเครำะหฐ์ำนะกำรเงนิและผลกำรด ำเนินงำน 1. สถำนกำรณข์องบริษัทฯ ผลประกอบการของบริษัทฯในไตรมาสที่ 2 ของปี 2563 ยังอยู่ในทิศทางที่ลดลง เมื่อ

ข้อมูลบริษัทที่เข้าร่วมโครงการ Good Governance Management Discussion and Analysis: MD&A 1. Company Situation The company’s revenue for Q1/2020 is in a downward direction, significant number to be