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คำที่มีความหมายหรือสะกดใกล้เคียง : duly , duta , Obligation Sector , Obligation Segment , Responsibility Sector

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SEC files a criminal complaint against IFEC executive for performing duty dishonestly

Limited (IFEC), with the Economic Crime Suppression Division of the Royal Thai Police (ECD) for committing dishonest acts to gain unfair advantage for himself or other persons. During the month of December

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6772

The SEC rejects deadline extension for EARTH special audit report and shall inspect executives? duty performance

the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=6851

SEC revises Thai ESG rules to broaden investment scope and strengthen asset management companies’ fiduciary duty for responsible investment

Thai ESG funds and strengthen the fiduciary duty of asset management companies (AMCs) to ensure responsible investment. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “The Capital Market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10975

SEC penalizes an investment consultant for 5 years due to duty performance without loyalty, causing damage to clients

Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8075

SEC Thailand’s Public Hearing on Proposed Amendment and Draft Regulation on Qualification of Settlor of Trust and Trustee and Conduct and Duty of Trustee

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=727

ก.ล.ต. ออกประกาศรองรับเงื่อนไขใหม่ของกองทุน Thai ESG โดยขยายขอบเขตการลงทุน และส่งเสริมบทบาท บลจ. ในการใช้ fiduciary duty เพื่อการลงทุนอย่างรับผิดชอบ

คณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงปรับปรุงหลักเกณฑ์ที่เกี่ยวข้อง เพื่อรองรับกับมาตรการดังกล่าว โดยขยายขอบเขตการลงทุนของกองทุน Thai ESG เน้นบทบาท บลจ. ในการใช้ fiduciary duty เพื่อ

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=10973

Settlement Committee Order No. 58/2025 Dated 30/05/2025

Miss Karaveag Chokmaneenuch Miss Karaveag Chokmaneenuch, Deputy Managing Director of Accounting, Finance, and Administration Division of Professional Waste Technology (1999) Public Company Limited

http://market.sec.or.th/public/idisc/en/Enforce

Settlement Committee Order No. 2/2026 Dated 20/01/2026

Mr. Nutchatpong Peeradechapan During 19 January 2021 to 14 November 2023, Mr. Nutchatpong Peeradechapan as a managing director (business support division) of Taokaenoi Food & Marketing Public

http://market.sec.or.th/public/idisc/en/Enforce

SEC executive appointments, effective 1 January 2026

1. Ms. Sucha Boonyanate, currently Assistant Secretary-General for the Legal Division, will serve as Deputy Secretary-General overseeing the Fundraising Division and the Accounting Supervision and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12067

SEC executive appointments

1. Ms. Nataya Niyamanusorn, Assistant Secretary-General in charge of the Investment Management Division, has been appointed Assistant Secretary-General in charge of the Intermediaries and Market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9657