Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds to both SEC and BOT on a monthly basis. In order to reduce the asset management companies’ reporting burdens, SEC held a discussion with BOT and reached a joint decision that BOT would use information in the report that mutual fund and provident fund operators file with SEC, instead of using BOT’s portfolio and derivative investment aboard (PI...
The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and
31 กรกฎคม 2545 HPIR016/2017 November 13, 2017 Subject : Management Discussion and Analysis for the period ended September 30, 2017 To : The President The Stock Exchange of Thailand Duplicate : The
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
1/2 (Translation) Ref. HPIR 004/2018 February 28, 2018 Subject : Management Discussion and Analysis for the year ended December 31, 2017 To : The President The Stock Exchange of Thailand Duplicate
Duplicate : The Secretary General The Securities and Exchange Commission Hot Pot Public Company Limited (the “the Company”) would like to clarify the operating results for the period ended June 30, 2017 which
Thailand Duplicate : The Secretary General The Securities and Exchange Commission Hot Pot Public Company Limited (the “the Company”) would like to clarify the operating results for the period ended June 30
during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9104 Ms. Hester Peirce กรรมการ ก.ล.ต
inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and https://www.sec.or.th/EN