The Securities and Exchange Commission (SEC) organized the SEC Digital Services 2024 seminar under the topic “Digital Horizons: Shaping the Future of the Capital Market.” During the seminar, the SEC presented the 2025 Digital Service Development Plan, aiming to foster a digital transformation of the capital market that supports sustainable economic growth. Additionally, participants shared ideas and experiences on applying technology and innovation to promote the development and supervision of t...
The Securities and Exchange Commission (SEC) hosted an online workshop under the CyberXpert Academy for Capital Market 2025 Initiative for personnel working In IT security or cybersecurity (1st line of defense) fields for business operators in capital markets. The workshop aimed to enhance understanding of how artificial intelligence (AI) can be applied in cybersecurity operations and to improve both strategic efficiency and practical skills, while helping capital market organizations recognize...
The webinar ‘Managing Climate-related Risks and Opportunities in Equity Analysis and Investment’ held on 23rd November 2023 was co-organized by the Securities and Exchange Commission (SEC), CFA Institute and CFA Society Thailand to provide insights into how capital market professionals could integrate climate-related risks and opportunities into their analysis and investment decisions. In addition, it also served as a forum for leading institutional investors, financial firms, and public s...
SEC Secretary-General Ruenvadee Suwanmongkol, and SET President Pakorn Peetathawatchai together with the management team of both agencies met in the third quarterly meeting of 2019 to discuss policies and guidelines for working together on September 25, 2019 at the SEC Office. They shared the opinion on driving the capital market with guidelines to support SMEs to access funding sources in the capital market. Meanwhile, there will be measures to upgrade investor protection in line with in...
line with UN Sustainable Development Goals.”SET President Pakorn Peetathawatchai said with SET’s key strategy, “Creating Partnership Platform to Drive Inclusive Growth” aiming to be a comprehensive
supporting the drive towards capital market sustainability in a tangible manner. We are very pleased to support AIMC’s Three-Year Sustainable Roadmap and Thailand ESG Data Framework in line with the SEC
National Human Rights Commission (NHRC) in May 2017 with Prime Minister General Prayut Chan-o-cha as the Chairman of the ceremony. SEC’s drive started in a tangible way by signing an MOU of cooperation
On October 27, 2022, the 37th ACMF Chairs’ Meeting, presided by the Securities and Exchange Regulator of Cambodia, agreed to have a virtual award ceremony to announce the results of the 2021 ASEAN CG Scorecard on December 1, 2022. The event will be hosted by the Institute of Corporate Directors, Philippines (ICDPh).The 2021 ASEAN CG Scorecard consists of three award categories as follows:(1) The ASEAN Asset Class PLCs Award is given to listed companies with the total score of 97.50 or above (75...
Essentially, the draft proposal aims to allow three more types of businesses to participate in the Regulatory Sandbox to support more efficient provision of capital market services, namely: (1) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses are eligible for the program), (2) derivatives clearing house business, and (3) the securit...