Yield App : Unlicensed digital asset business (Disclosure Date : 18/08/2024)
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
Bangkok, 9 August 2017 ? The SEC has ordered Energy Earth Public Company Limited (EARTH) to submit documents related to the debts worth more than 26 billion baht to the SEC within five business days
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious
Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible...
Facebook page Yield&ANZ : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook page Yield&Z : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
Facebook Page Yield Divdend : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)
Facebook Page Divdend&Yield : Unlicensed securities and derivatives business (Disclosure Date : 24/08/2022)