persons to sign on securities trading orders or other documents for themselves to prevent possible damage. ____________________________ * Pursuant to Clause 23(1) and the
avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The said misconduct was in violation of Section 312 of the SEA. The SEC therefore
objective to resume normal trading on the Stock Exchange of Thailand in 2005 and embezzling POWER?s money worth totaling 310 million baht. Also named in the complaint were two colluders Suriya Lapvisuthisin
The ESG Product Platform is an information center for sustainability financial products, developed by the SEC to provide convenience to participants in the capital market, such as companies
ESG Platform
Storagecity Platform : Unlicensed securities and derivatives businessUnlicensed digital asset business (Disclosure Date : 18/08/2021)
Platform BBTRADE : Unlicensed securities and derivatives business (Disclosure Date : 24/07/2023)
Based on a referral and the SEC’s further investigation, it was found that on 15 October 2021 OKX provided services for a digital asset trading system, facilitating the trading and exchange of