Plain Investment Consultant
Facebook page ชื่อ Inverstment path : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
discussions on a common taxonomy on infrastructure company classification and principles for standardisation of project finance loan documents. The Securities and Exchange Commission, Thailand, handed over the
According to BBL’s inspection report and SEC’s further investigation, it was found that {A} had submitted false documents to the bank by signing on unit subscription orders for the client in order
Bangkok, 9 August 2017 ? The SEC has ordered Energy Earth Public Company Limited (EARTH) to submit documents related to the debts worth more than 26 billion baht to the SEC within five business days
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious