. ----------------------------- Notification of the Capital Market Supervisory Board No. Tor Thor 9/2551 Re: Custody of Client Assets of a Securities Company ________________________________________________ By Virtue of Section 16/6 and
to conduct an inquiry into certain criminal offenses that may seriously undermine trust and confidence in the capital market or national economic system and aligning penalty measures with Section 77 of
speakers from the US SEC; Mr. Daniel M. Gray, Senior Special Counsel for Market Structure in the Division of Trading and Markets, and Mr. Thomas Mester, Senior Specialized Examiner in the Office of
Make the Capital Market ‘Work’ for Everyone.” remarked Pataravasee Suvarnsorn, SET Senior Executive Vice President, Head of Operation Management Division, and Managing Director of Thailand Clearing
New Products - Debt Market สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:26 New Products - Debt Market Debenture [Data will be displayed only 14 days after
New Products - Equity Market สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:26 New Products - Equity Market Equity ( 74 record(s) found) Issuer Name/Offer Name
, the Derivatives Act B.E. 2546, the Trust for Transactions in Capital Market Act B.E. 2550 and the Emergency Decree on Digital Asset Businesses B.E.2561, which is the implementation of Section 13 of
needs. As such, intended outcomes from the supervision and development of the Thai capital market will be achieved. Rapee Sucharitakul, SEC Secretary-General said that the SEC Board has approved the