Facebook page Divide&anz2 : Unlicensed securities and derivatives business (Disclosure Date : 10/06/2022)
. Furthermore, the SEC has implemented preventive measures against investment scams from the start, such as issuing alerts and educating the public about investment scam tricks and collaborating with relevant
Facebook page Divide&anz2 - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 10/06/2565)
interactive communication forums with market participants to encourage information/view sharing and team-based problem solving; Preventive: setting a healthy balance between punitive and preventive approaches
has updated the progress of the joint efforts with the TDO in developing the preventive measures and industry standard to eliminate and block mule accounts in the digital asset industry. These
have shared and discussed relevant guidelines and preventive measures such as industry engagement and guidelines of good practices. The meeting further agreed that the APRC members should conduct a
international standards in the area of Thai securities business. The SEC always emphasizes on anti-money laundering and announced the regulations to ensure that preventive measures against use of securities
determination of offering price, providing that intention to subscribe the underwritten securities must be clearly disclosed in prospectus and preventive measure for conflict of interest between financial advisor