SEC has regulated regarding the method of Know Your Client (“KYC”) for securities and derivatives business operators through the use of principle-based regulations due to the fact that business operators have different in sizes, target audience, and number of clients. Therefore, it depends on the business operators to find the most appropriate method to perform e-KYC as long as they follow the objectives and principles as notified.Now, SEC is seeking public comments on the guideline of ad...
procedures to ensure that investment consultants regularly distribute investment research to investors. Lack of investment research on small and medium market capitalization listed companies was concerned by
details to the Stock Exchange of Thailand and distribute a written notice of its decision to enter into a transaction on its shareholders within 21 days from the date of disclosure of information to the
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
precedent conditions that the company will invest when GS already distribute water supply. GS is an operator of production and distribution of water supply to some part of Phuket and Phang- Nga references
เปลี่ยนบริษัทจัดการของกองทุน GET: https://api.sec.or.th/FundFactsheet/fund/ {proj_id}/ fund_manager ชื่อ Field / รายละเอียด seq / ลำดับ (เรียงจากล่าสุด) unique_id / รหัสบริษัทจัดการ efft_date / วันที่มีผล
transactions and distribute opinion to the Office of Securities and Exchange Commission (“SEC”) and SET However, in such period of time, the Board of Directors approved and allowed the Company to enter into the
distribution project The Company plans to sell tap water within the third quarter of 2018, which the company can get faster return on its investment. The Company has hedged the risk from the sale of tap water
undertake the move the Company’s office in the future. 9. Source of Fund 30% is from the Company’s Working Capital, and 70% shall be the loan from the financial institutes. That means the Company shall get