CXM direct : Unlicensed digital asset businessUnlicensed securities and derivatives business (Disclosure Date : 09/12/2024)

characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business

making investment decisions. Direct inquiries can be made to the securities company where the investment consultant works, the SET or the SEC. _____________________  * Clause 23(2) and deemed to be the

Analyzing Investment and Giving Investment Advice dated January 18, 2012. The SEC suspended approval granting to {A} as a capital market investment consultant for three months; according to the sanction

, 2012.  In this regard, the SEC suspended her from duty as an approved capital market investment consultant for a period of five months. Taking into account that she has already been suspended for two

Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the

Bangkok, January 7, 2015 ? The SEC revoked an approval of {A}, a securities investment consultant of KKTRADE Securities Company Limited Ltd.The SEC learned of {A} case from an investigation report

Facebook page ชื่อ NOAH Trader และเว็ปไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)

Facebook page ชื่อ NOAH Trader และเว็บไซต์ CXM Direct : Unlicensed securities and derivatives business (Disclosure Date : 21/09/2023)

Bangkok, January 14, 2015 ? The SEC suspended Acting Sub-lieutenant Saroj Wannamanomai, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of