financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.

international arena. Therefore, human resource development has always been among our top priority. The SEC deeply admires the accomplishment of Thammasat students as securities analysis makes available material

Bangkok, June 20, 2012 ? The SEC awarded ?ICT for society? for its accomplishment in developing Mobile App ?start-to-invest? to promote financial literacy and investment knowledge to the general

knowledge development, raising the SEC?s efficiency. The SEC last year was  awarded ?ICT for society? for its accomplishment in developing the Mobile App ?start-to-invest? to promote financial literacy and

prescribed term,-       Setting the daily redemption value of the mutual fund,-       Dividing mutual fund assets by the degree of their liquidity or the ease/difficulty of valuating the invested assets

, SEC Secretary-General said, ?The MOU is another significant accomplishment of the ACMF in developing ASEAN as an asset class. The achievement of a multi-jurisdiction securities offering will pave the

regulator; (4) no any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there

any fact indicating that the applicant has financial difficulty that may cause any damage or other incidents indicating that such applicant is facing financial difficulty. In addition, there is no any