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The Securities and Exchange Commission (SEC), led by Secretary-General Prof. Pornanong Budsaratragoon, Ph.D., and the executive team, convened a meeting with the Federation of Thai Capital Market Organizations (FETCO), led by Chairman Dr. Kobsak Pootrakool, to discuss policy directions and guidelines for jointly driving the Thai capital market development. The discussion covered promoting investment in Thai ESG funds, encouraging the adoption of Free Float Adjusted Index, and preparing mea...
promoting tax-saving funds to develop the Thai capital market, supporting the increase of provident fund (PVD) members among listed companies for employees’ retirement, and the direction for utilizing Open
The SEC has been invited to become a member of ASEAN Taxonomy Board (ATB) and has been participating in the meetings as a member from July 2024 onwards. The ATB was established and endorsed at the 7th ASEAN Finance Ministers’ and Central Bank Governors’ Meeting (AFMGM) on March 2021, in which SEC Thailand has participated in developing ASEAN Taxonomy as member of the working groups established under the ATB from the development of ASEAN Taxonomy Version 1 published in 2021 to the latest V...
SEC Secretary-General Ruenvadee Suwanmongkol said that the SEC emphasizes the role of the capital market in providing reliable and sufficient information to support investors' decision making. Research reports produced by professional investment analysts are a source of important information that investors can use to make well-informed investment decisions for long-term financial goals.However, most research reports currently available in the capital market mainly cover large-cap stocks. To incr...
Bangkok, September 6, 2016 ? The SEC and the Asian Development Bank (ADB) have recently co-hosted an international seminar titled, ?FinTech in Capital Market: New Ecosystem for Market Based Financing Development & Financial Inclusion,? featuring the latest developments in crowdfunding, blockchain, big data, cybersecurity, and case studies from around the world.The seminar promoted an open discussion, exchange of views, and knowledge sharing on digital economy and financial innovations among capi...
Bangkok, March 27, 2012 ? The SEC is seeking public comments on a draft regulation requiring underwriter to develop suitability test for the sale of shares and debt securities. Suitability test will
Bangkok, November 7, 2013 ? The SEC, Association of Provident Fund (AOP) and Association of Investment Management Companies (AIMC) collaborated to develop an Accredited Provident Fund Committee
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, together with the SEC’s executives, notably Mr. Anek Yooyuen, Deputy Secretary-General and Spokesperson, and Miss Jomkwan Kongsakul, Deputy Secretary-General, held a meeting with the Association of Thai Securities Companies (ASCO), led by Mr. Pichet Sithi-Amnuai, Chairman, together with board members and ASCO members, comprising executives and representatives from 40 securities and deriv...
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...