Bangkok, May 24, 2016 ? The SEC is seeking stakeholders? and public comments on a proposed amendment to the rules governing prevention and control of conflicts of interest of asset management

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดเสวนาออนไลน์ หัวข้อ “Fraud : Prevention and Detection” เพื่อส่งเสริมให้ผู้ที่เกี่ยวข้องกับระบบการรายงานทางการเงินทำหน้าที่ของตนในการ

Bangkok, October 29, 2014 ? The SEC is seeking public comment on draft regulations on prevention and management of conflicts of interest and proprietary trading applicable to business operators. The

importance of integrated cooperation and supporting effective law enforcement, as well as promoting awareness of corruption prevention and measures to prevent bribery of public officials, in accordance with

, being well aware that prevention of those scams needs collective efforts of all relevant parties, has called for collaboration of business operators, i.e., securities companies, investment management

The webinar held on March 26, 2024 aimed to reinforce the roles and duties of the boards of directors in accordance with good corporate governance, which include prevention, deterrence and

As the prevention and suppression of technology-related crimes have been designated as a national agenda, all relevant agencies are intensifying efforts to combat technology-related crimes and

Central Institute of Forensic Science is a new dimension that will increase the chances of success in law enforcement and the deterrence of offenses in the capital market.”Police Lieutenant Colonel

of listing rules, from listing, maintaining listing status to delisting and the strengthening of securities trading supervision, e.g., putting in place preventive and deterrence measures. The SET has

awareness in this matter and drive the project “Spot the Scammers, Be Cautious Before Investing” towards successful outcomes.”As the SEC’s priority is given to deterrence of investment frauds and scams, the