Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to revise the definition of bills that are considered as securities as follows: (1) being bills of ex...
basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in
SEC Secretary-General Ruenvadee Suwanmongkol said that the ongoing spread of COVID-19 is affecting some securities companies and derivatives business operators to the point that it is necessary to
Determination of an Additional Type of Securities
Determination of Fees for Undertaking Business of Licensed Derivatives Exchange
Determination of Undertaking not Deemed as a Derivatives Dealer
Determination of Characteristics of Bills Deemed as Securities (No. 2)
Determination of Additional Types of Securities (No. 8)
Determination of Securities Issuer Deemed as a Company