Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, along with SEC Ambassadors and the National Saving Fund (NSF), delivered a lecture on financial literacy to 350 participating faculty members and staff of Loei Rajabhat University. Titled "Happy Money: Financial Planning from University of Happiness to University of Well-being," the lecture aimed to enhance the understanding of financial planning, saving, and investing under the Principle of Three Knows...
(23 August 2024) Lecture for local administrative organization executives, bank and specialized financial institution managers, staff, clients, cooperatives, and entrepreneurs in Sukhothai Province.The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, collaborated with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank of Thailand (BOT) to organize financial lectures on “Deposit Protection and Financial Consumer Prote...
The Securities and Exchange Commission (SEC), represented by Ms. Sarica Apiwatthakakul, Director of the Capital Market Education Department, in collaboration with representatives from the Fiscal Policy Office (FPO), the Bank of Thailand (BOT), and the Deposit Protection Agency (DPA), delivered lectures on finance, investment, deposit protection, and raised awareness against investment scams to approximately 100 government officials, local administrative organizations, and the public in Roi...
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Thailand (BOT) to deliver financial and investment lectures aimed at enhancing public understanding of deposit protection, financial risks awareness, and comprehensive financial planning. The lectures
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535