In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
PUBLIC COMPANY LIMITED Disclosure Business News ( 16 record(s) found) Date Time Heading Link 13/01/2023 17:02 Resolutions BOD:Acquisition of asset,Connected transaction,Issued JCKH-W2,Capital Decrease
Applicant’s personal record and audit firm’s record – fast track
first quarter of 2017 of Baht 3,321 million and Baht 3,502 million respectively, which is equivalent to a decrease of Baht 181 million or a decrease by 5% compared to the same period of 2017. Details are
administration expenses amounting to Baht 45.76 million, increased by Baht 1.56 million or 3.54% from last year. (2018 : amounting of Baht 44.19 million). 6) Company record profit sharing in joint-venture by
previous year (2018 net profit was THB 272 million). The decrease was due to the following reasons: 1. Revenue from sugar was decrease due to Global supply surplus in 2019 with addition of domestic price