The current situation regarding investment scams through online channels has become increasingly concerning and has caused widespread harm to the public. Various deceptive tactics are being used
individuals who serve as their directors, executives or major shareholders as it is part of the mechanism preventing persons involved in fraudulent, deceptive or corrupt activities from holding managerial or
capital market. The fraudulent activities include forging licenses and falsely claiming certification of the SEC and official authorities. There were deceptive uses of names and images of market
, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, nor having such offense record during the period as specified by the SEC
is not ordered by the Office to rectify serious fault in its operating system or to refrain from establishing any new branch office; (7) the management company shall demonstrate that the following
Exchange Act B.E. 2535 (1992); (6) the management company is not ordered by the Office to rectify serious fault in its operating system or to refrain from establishing any new branch office; (7) the
deposit is treated as the a security for the Purchaser to follow the agreement. If the Purchaser does not follow such agreement, under any circumstances which is not the Company’s fault, the Company has the
appear that the securities company being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system relating to work
appear that the securities company being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system relating to work
being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system relating to work operation, unless obtain a waiver