Application Upbit Deal (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date : 29/12
as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the results from the investigation on the trading of Grand Asset Development Plc. ("GRAND") shares in 2006
he was representing PRO in the negotiation with E-Hub in such deal and attending meetings of the joint venture working group. The nonpublic information he had gained was material to PRO share price
333,333.33 baht for aiding and abetting in the aforesaid insider trading. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation, the aforesaid individuals from (1
shares by using the company?s undisclosed information concerning a deal on large disposal volume of SLC shares by its major shareholders and executives to a new investor and subsequent changes in the
Teratanavat, (3) Mr. Vijchu Chantatab, and (4) Mrs. Shanya Pengpunpat had collusively manipulated share price and/or trading volume of the Market for Alternative Investment (mai)-listed TIGER between 24-29
F2 Trading Corp : Unlicensed digital asset business (Disclosure Date : 09/08/2019)
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)