Securities International (Thailand) Plc.); and (3) {D}, then an employee of BFIT Co., Ltd. (presently OSK Securities (Thailand) Plc.). The sanctions imposed on these four persons took effect from April 20
derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports
} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to
anything, nor earned any returns as earlier claimed. She later evaded causing damage of some 6.94 million baht; 3. {D}, a bank officer, dishonestly used the branch manager's password to access the bank's
แบบยั่งยืน ส่งเสริมให้ประชาชนเท่าทันการลงทุนในยุคดิจิทัลอย่างรอบด้าน โดยมีผู้เข้าชมและร่วมกิจกรรมภายในบูธตลอด 4 วัน จำนวนกว่า 2,400 คน สำหรับผู้สนใจยังสามารถเยี่ยมชมบูธ ก.ล.ต. ในรูปแบบออนไลน์ แบบ 3D
brokerage, (b) derivatives dealing, (c) derivatives advisory service, and (d) derivatives fund management.** Due to the revocation of its derivatives business license, the company has changed the name to be
machinery for plastic waste fuel refinery project. The said persons were {A}, {B} and {C}, ex-directors and executives of PRO, and {D}, Managing Director of Therm Engineering Co., Ltd. Their actions were in
investment consultant of Krungsri Securities. In addition, the SEC suspended {D}, a former capital market investment consultant of Krungsri Securities, for failure to perform her duty in compliance with the
Securities PLC, {D} of KTB Securities (Thailand) Co., Ltd., {E} of Globlex Securities Co., Ltd., and {F} of Classic Gold Futures Co., Ltd., effective from September 29, 2012, and disclosing {G}'s inappropriate
and prohibited him from performing duties of securities company executives for two years. (4) {D}, an investor contact of KTB Securities Co., Ltd., provided a trading account for Sippakorn to trade