The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial conglomeration, which is hard to avoid making transaction with relevant parties such as, the sales of securities via affiliated securities companies and any instruments issued or distributed by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for the investment...
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of financial business operation, which is hard to avoid making transaction with relevant people such as, the sales of securities via affiliated securities companies and any instruments issued or on sale by commercial banks as parent companies.Therefore, SEC has revised such regulations and guidelines for...
Earlier, the SEC conducted a public hearing on proposed principles and amendments regarding the exemption of the digital asset fund manager license for SCs and AMCs managing MF and PF investments in
. Suphan Sethapanich from as acting as personnel in the capital market business and performing duties as the managing director and the chairman of the Investment Committee for a period of three years and
debtor under receivership. Under such circumstances, in managing assets deemed to be owned by customers, the customers who are not associated with the derivatives broker shall be entitled to receive the
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
. And Miss Inthira Chuagsanit a cohabiting couple of Mr. Khanist has changed her securities holding. In this regard, Mr. Khanist has the duty to prepare and disclose reports regarding his and and his
. Khanist Srivajiraprabha a cohabiting couple of Miss Inthira has changed his securities holding. In this regard Miss Inthira has the duty to prepare and disclose reports regarding her and her cohabiting
) Mr. VICHIEN SAENGVONGKIJ Spouse / Cohabiting Couple (Mrs. Supa Saengvongkij) Common Share 21/12/2020 10,700 2.02 Sale Link S.KIJCHAI ENTERPRISE PUBLIC COMPANY LIMITED (SKN) Mr. VICHIEN SAENGVONGKIJ