During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the
The spread of COVID-19 pandemic since March 2020 has resulted in severe volatility in debt and equity markets around the world, and consequently stimulated investment outflows from mutual funds and affected the stability of the global financial system. Due to this circumstance, international regulators have decided to issue liquidity measures.Realizing the importance of liquidity risk management process of mutual funds, the SEC encourages asset management companies to strengthen the effic...
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
. And Miss Inthira Chuagsanit a cohabiting couple of Mr. Khanist has changed her securities holding. In this regard, Mr. Khanist has the duty to prepare and disclose reports regarding his and and his
. Khanist Srivajiraprabha a cohabiting couple of Miss Inthira has changed his securities holding. In this regard Miss Inthira has the duty to prepare and disclose reports regarding her and her cohabiting
) Mr. VICHIEN SAENGVONGKIJ Spouse / Cohabiting Couple (Mrs. Supa Saengvongkij) Common Share 21/12/2020 10,700 2.02 Sale Link S.KIJCHAI ENTERPRISE PUBLIC COMPANY LIMITED (SKN) Mr. VICHIEN SAENGVONGKIJ
able to maintain sales at same level of previous year mainly from sales of two new outlet branches i.e. Rayong and Diana branch which was still achieve the target. In addition, the Company arranged more
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
discount scheme in order to attract customers and maintain sales. However, those programs were not success as expected which, therefore, negatively impacted sales volume and gross profit margin. In term of