concerning personnel . Clause 7 1 The SEC Office would deliberate the application for obtaining an approval to appoint a person to be personnel in the capital market business within 5 business days as from the
The SEC Office would deliberate the application for obtaining an approval to appoint a person to be personnel in the capital market business within 5 business days as from the date when the SEC Office
deliberate further, in accordance with Article 5 of the Social Enterprise Promotion Act B.E. 2562 (2018), which stipulates that social enterprises must have good corporate governance in its
this regard, the SEC Office shall deliberate the appropriateness under the following rules: (1) having explicit policy and objective in respect of member supervision and promotion of the appraisal
to the SEC Office. Clause 9 For the deliberation of the application for obtaining an approval of establishing oversea branch office as prescribed in Clause 8(2), the SEC Office shall deliberate and
Clause 8(2), the SEC Office shall deliberate and notify thereupon to an intermediary within 30 days as from the date when the SEC Office received the application together with the correct and complete set
to the SEC Office. Clause 9 For the deliberation of the application for obtaining an approval of establishing oversea branch office as prescribed in Clause 8(2), the SEC Office shall deliberate
documentation. In this regard, the SEC Office shall deliberate the application within 30 days as from the date of receiving complete and accurate application and the evidentiary documentation as prescribed in the
shall deliberate the application within 30 days as from the date of receiving complete and accurate application and the evidentiary documentation as prescribed in the Licensing Manual for the Public