knowledge sharing session on “Development and Framework for Technology Risk Control,” lectured by SEC executives. The occasion included a discussion on supervisory guidelines for technology risk control by
Application Upbit Deal (assuming the appearance of licensed business operator by using the logo of Upbit Exchange (Thailand) Co., Ltd.) : Unlicensed digital asset business (Disclosure Date : 29/12
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
แอปพลิเคชัน Upbit Deal (แสดงตนเป็นผู้ประกอบธุรกิจที่ได้รับใบอนุญาตโดยใช้สัญลักษณ์ของบริษัท อัพบิต เอ็กซ์เชนจ์ (ประเทศไทย) จำกัด - ยังไม่ได้รับใบอนุญาตธุรกิจสินทรัพย์ดิจิทัล (วันที่เปิดเผยข้อมูล
affect the business operations, internal control, and financial reporting. Moreover, the company launches measures to deal with the changes sufficiently. 9.2 The company assesses changes in business models
from insufficient involvement of engagement partners and engagement quality control reviewers (EQCRs) and incomplete audit manuals as required by quality control standard. Findings by respective average
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
skill, care and diligence; (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4