Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)

suspended the approval for Patamavan as capital market auditor. However, she has resigned from the position since 22 March 2019. The SEC therefore will not accept her future application for approval as a

the area of capital market. Furthermore, FAP will give advice, conduct on-site visit and improve their audit quality in accordance with Thai Standard on Quality Control (TSQC 1), Quality Control for

SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC gives priority to the audit quality control system of audit firms in the capital market, and regularly inspects and issues inspection

deficiencies in management and internal control systems. The company’s financial statements contained items that did not exist or were misstated, and the capital maintenance report overstated liquid assets

executives? and personnel's capability, and promotion of innovation and responsible business operation, and (3) to monitor and disclose information by ensuring appropriate risk management and internal control

includes inspection of audit firms’ quality control systems, which has been running since 2010.  According to the Activities Report 2021, audit firms in the capital market have continued to improve their

to have failed to maintain sufficient quality control system in accordance with the professional standards, which will raise the investor protection and creditability of Thai capital market to be in

Ladkrabang), (7) the ASEAN Chief Information Officer Association (ACIOA), (8) the Thailand Information Security Association (TISA), and (9) the Information Systems Audit and Control Association – Bangkok

The Securities and Exchange Commission (SEC), in collaboration with the Information System Audit and Control Association – Bangkok Chapter (ISACA Bangkok Chapter), the Thailand Information Security