Bangkok, July 11, 2013 ?This follows the news on a complaint filed with the SEC by Mr. Hans Jorgen Nielsen, a former president, director and a chairman of the executive committee of L.V. Technology Plc. (LVT) concerning alleged unfair treatment in course of the SEC investigation.The SEC Deputy Secretary-General Vasant Thienhom revealed that ?the interview is a process of gathering evidence in connection with the undertaking of legal proceedings. While, we have no discriminatory practice regardle...
Website "https://ex-tread.vip/" : Unlicensed securities and derivatives business (Disclosure Date : 14/08/2025)
TALIS ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 25/03/2024 - 01/04/2024
SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market specified in the SEC Office Notification No. Sor Shor. 39/2553 to be in line with the current situation. The amendments aim to facilitate high potential auditors’ entry into the capital market to sufficiently support capital market growth. Essentially, the amendments will (1) lower the requirement...
SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 05/05/2022 - 17/05/2022
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 15/06/2009 - 30/06/2009
TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 27/05/2024 - 05/06/2024
(Microsoft Word - Ex Sum for hearing _MM_ \242\326\351\271\340\307\273 _2_) เอกสารรับฟังความคิดเห็น เรือง การแก้ไขเพิมเติมพระราชบัญญัตหิลักทรัพย์และตลาดหลกัทรัพย์ พ.ศ. 2535 ในส่วนทีเกียวกบัการก
Bangkok, August 8, 2012 ? The Criminal Court found Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) PLC (NIPPON), guilty of misappropriation of company assets, document falsification and false accounting record in violation of Sections 281/2, 307, 308, 311, 312, and 313 of the Securities Exchange Act B.E. 2535 (1992) (SEA). Wichai was sentenced to serve 20-year imprisonment and pay a fine of 2,540,000 baht. The jail term, however, was suspended for three years.This f...