who conspired to manipulate the ABC price (as detailed in SEC News No. 59/2018, dated 7 June 2018). Of this group, one offender has already signed a statement of consent and fully paid his civil penalty
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The case also involves seeking unlawful gains and consenting to the omission of the B/E transaction rec...
quarter of 2018 would show a great decrease in profits. She sold out 314,500 of UVAN shares that were held under the trading account of Amornrat to avoid loss before UVAN submitted its financial
61.16 percent decrease from the preceding quarter.Jajjai's act was a securities sale that took advantage of a material, non-public fact that influenced the securities price. The act was deemed an
statements recorded the net profit of 20.34 million baht, a 61.16 percent decrease from the preceding quarter.Jajjai's act was a securities sale that took advantage of a material, non-public fact that
- Decrease in Other payables Baht -137.0 million (Accrued bonus, year 2018, actually paid- January 2019) Investing Activities In 1Q19, the company had net cash inflows of Baht 79.7 million - Redemption of
letter of consent. However, the company failed to fully make the required payment accordingly. The SEC has therefore submitted a request to the public prosecutor to file a petition with the Civil Court
wealth advisors. ✓ ✓ ✓ 1. Increase/decrease of paid-up capital; 2. Foreign currency credit limit. ✓ ✓ 1. Data from reports of securities companies; 2. Bondholders from securities registrars. ✓ ✓ ✓ 1.2
operational procedure clearly with regard to granting a consent to a designated person to act on behalf of the securities company or to approve any action that will create an obligation for the securities