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The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to comply with the civil sanction. Later, on 26 February 2018, the public prosecutor filed a legal action against Surasak and Ekkamon with the Civil Court after the SEC had submitted the case for the Court to impose the civil sanction on them in the Undecided Case No. Por. 1060/2561 between the SEC...
compliance with the Notification on Connected Transactions. The Board of Directors resolved to propose the matter at the Extraordinary General Meeting of Shareholders in order to seek confirmation from the
;">ที่ กลต.ธ.(ว) 4/2552 เรื่อง การปรับปรุงวิธีจัดส่งรายงานแสดงทรัพย์สินของลูกค้าและใบยืนยันรายการซื้อขาย (confirmation statement)
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
Last Updated : 09 Mar 2025 Debenture summary Debt Securities Offerings Classified by Term Download data Long-Term Debt Securities Offerings Classified by Type of Offerings Download data Debt Securities
that the option to sell the remaining shares shall be exercised upon the confirmation from SBITO that the services provided by the Company are completely transferred and handed over to SBITO. Therefore
Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in the capital market according to Clause 6(1) of the of the Notification of Capital Market Supervisory Board
Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset