The Civil Sanction Committee passed a resolution imposing a civil sanction on Surasak and Ekkamon in the case of insider trading of GLOBAL shares on 22 August 2012; however, both persons refused to comply with the civil sanction. Later, on 26 February 2018, the public prosecutor filed a legal action against Surasak and Ekkamon with the Civil Court after the SEC had submitted the case for the Court to impose the civil sanction on them in the Undecided Case No. Por. 1060/2561 between the SEC...

compliance with the Notification on Connected Transactions.  The Board of Directors resolved to propose the matter at the Extraordinary General Meeting of Shareholders in order to seek confirmation from the

;">ที่ กลต.ธ.(ว) 4/2552 เรื่อง การปรับปรุงวิธีจัดส่งรายงานแสดงทรัพย์สินของลูกค้าและใบยืนยันรายการซื้อขาย (confirmation statement)

Confirmation on Blockchain) ซึ่งนำกระบวนการการออกหนังสือรับรองทางการเงิน (Bank Confirmation) มาพัฒนาร่วมกับเทคโนโลยี Blockchain เพื่อเข้ามาสนับสนุนการทำงานของผู้สอบบัญชีและธนาคารในการตรวจสอบบัญชีของบริษัท ซึ่ง

Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration

of Shareholders No.1/2021 to electornic meeting (Adjust Template) 05/01/2021 18:27 Notification of the change of Meeting venue and change a method of convening the Extraordinary General of Shareholders

Rules on Establishment of Information Technology Systems, with the following key points:     (1) To adjust the frequency of submitting IT audit reports to be appropriate for the risk level of small

stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows:           (1) To adjust the frequency of submitting IT

three years or upon occurrence of a widespread adverse incident;   (2) To adjust the submission schedule for the Risk Level Assessment (RLA) report and IT audit report to be within the same period (during

information and forward-looking statements were different from the information disclosed in the registration statement, the SEC today has received Mr. Sompoch?s confirmation that the information disclosed in