In May 2024, the SEC conducted a public hearing on the proposed amendments to the regulations governing the management and storage of data related to digital asset business operations with the objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most respondents agreed with the principles and the proposed amendments to such regulations. The SEC has ther...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Commission No. Sor Thor. 36/2561 Re: Management and Record Keeping of Data related to Undertaking of Digital Asset Businesses, dated 11 July 2018: https://publish.sec.or.th/nrs/8799s.pdf.
former consultant of Bualuang Securities PLC., for failure to completely record client's securities trading orders. Following a report from Bualuang Securities PLC., the SEC further probed into the case
Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
summary of operating results and a record of default on debt payments (if any).? The table-format concise form will make it easier for the investors to access complete material information of the debt
/ Financial Statements (Concise Version) 5/ Full Version 1 CG Score 2023 from Thai Institute of Directors Association (IOD) 2 AGM Level 2023 from Thai Investors Association 3 Companies participating in
Related Parties Transactions Disclosure 5/ SEC News Information Disclosure Annual Registration Statement (56-1) and Annual Report (56-2) Opportunity Day 5/ Financial Statements (Concise Version) 5/ Full
Registration Statement (56-1) and Annual Report (56-2) Opportunity Day 5/ Financial Statements (Concise Version) 5/ Full Version 1 CG Score 2024 from Thai Institute of Directors Association (IOD) 2 AGM Level