Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), and Mr. Anek Yooyuen, Deputy Secretary-General, participated in the opening ceremony of Money Expo
The Securities and Exchange Commission (SEC), represented by Mr. Anek Yooyuen, Deputy Secretary-General, along with the Management Team, participated in the opening ceremony of Money Expo 2024
The Securities and Exchange Commission (SEC) participated in the 15th Hatyai Money Expo (Money Expo Hatyai 2025) from 4-6 July 2025. During the event, Ms. Archinee Pattamasukhon, SEC Assistant
The Securities and Exchange Commission (SEC) participated in the 19th Money Expo Korat 2025 from 8-10 August 2025. During the event, Mr. Anek Yooyuen, SEC Deputy Secretary-General, and other SEC
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), together with the SEC’s executives, participated in the opening ceremony of Chiangmai Money Expo 2023