Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
flood victims in Chiang Rai Province. The donation, totaling 341,100 baht, was contributed under the initiative titled, "the Thai Capital Market United for Flood Relief." This amount included 300,000 baht
Mr. Anek Yooyuen, Deputy Secretary-General of the Securities and Exchange Commission (SEC), along with the management team, presented a charitable donation to Ramathibodi Foundation for "Project for
Mr. Anek Yooyuen, Deputy Secretary-General of the Securities and Exchange Commission (SEC), along with the management team, presented a charitable donation to the King Chulalongkorn Memorial
Blood Donation Project in Honor of His Majesty the King on the Auspicious Occasion of His Majesty the King’s 72nd Birthday Anniversary on 28 July 2024.” This blood donation project aims to express
The Securities and Exchange Commission (SEC), led by the management team and staff, participated in blood donation for royal charity in commemoration of the Birthday Anniversary of His Majesty King
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon and executives, made a charitable donation of 600,000 Baht to support Friends in Need (of "PA