Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
to make argument or present the evidence. The alleged person shall be entitled to file an explanation with the authority within fifteen days from the date of notification. The provision under the first
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
, Ratchadapisek Road, Klongtoey Subdistrict, Klongtoey District, Bangkok 10110 Tel. 0 2204 2601 Fax. 0 2204 2616 repayment is complete. However, the Company feels that the court misinterpreted the legal issues and
debtor should repay the Company in the amount of 18,253,248.40 Baht with the interest of 7 .5 % per annum starting from June 1 5 , 2 0 1 5 until the repayment is complete. However, the Company feels that