Facebook page "Complete Coffee Business Amz." : Unlicensed securities and derivatives business (Disclosure Date : 17/11/2025)
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, November 24, 2014 ? The SEC advised shareholders of Asia Joint Panorama Plc. (AJP) to study information and exercise their voting rights at the Extraordinary General Meeting scheduled on November 26, 2014. The meeting was called for consideration on a proposal to purchase shares of U Best Point Media Co., Ltd. (U Best) and the right of managing airing time from Media Agency Thai Co., Ltd. (Media Agency). AJP earlier announced a proposal to the shareholders? meeting for approval to purch...
Facebook อ้างชื่อ Complete Coffee Business Amz. - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 17/11/2568)
SEC considers revising the regulations on the offering for sale of investment in shares held by listed companies or their subsidiaries in order that the shareholding can be conveniently restructured before any merger and acquisition. In the case of investments in shares of public limited companies, the filing of the registration statement and draft prospectus will be exempted. In the case of investment in shares of limited companies, these can be offered for sale to more than 50 investors...
ชื่อผู้ได้มา/จำหน่าย :?STRATEGIC CAPITAL ACQUISITIONS (S.F.C.) LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 19/06/2551
ชื่อผู้ได้มา/จำหน่าย :?STRATEGIC CAPITAL ACQUISITIONS (S.F.C.) LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 06/07/2550
ชื่อผู้ได้มา/จำหน่าย :?STRATEGIC CAPITAL ACQUISITIONS (S.F.C.) LIMITED | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 28/09/2549