rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital

allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for

clients An intermediary shall compile [i] sufficient information relating to clients in order to identify the clients and [ii] other information for supporting its properly provided services; (10

intermediary shall compile [i] sufficient information relating to clients in order to identify the clients and [ii] other information for supporting its properly provided services; (10) communications with

a client and another client; (8) clients’ interests An intermediary shall pay regard to the interests of its clients and treat them fairly; (9) know your clients An intermediary shall compile [i

Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/10/2016

Reporting Person : - | Type of securities : - | Date of reporting obligation : 05/02/2018

Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/02/2019

Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/05/2002