who conspired to manipulate the ABC price (as detailed in SEC News No. 59/2018, dated 7 June 2018). Of this group, one offender has already signed a statement of consent and fully paid his civil penalty

NCL has approved the early retirement and the compensation payment to Mr. Kitti Phuathavornskul, a major shareholder and senior executive, at the amount of 38.55 million baht to cease the

Currently, the existing regulations regarding compensation for incorrect calculation of investment unit values require AMCs to compensate by reducing the number of units held by the buyers or the

Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of Special Investigation (DSI) for jointly committing dishonest acts to misappropriate the money received from the sale of KC short-term bills of exchange (B/E) for their own interest or other persons?. The case also involves seeking unlawful gains and consenting to the omission of the B/E transaction rec...

follows:   (1) Mr. Suthee Siripornpitak is required to pay a civil penalty, compensation at an amount equal to the benefits received, and a reimbursement of the investigative expenses incurred by the SEC

.          (2) Sommart shall pay a civil fine, a compensation in the amount equal to the benefit received or is entitled to be received, a reimbursement of investigative expenses incurred by the SEC totaling

on the three offenders as follows: a civil penalty, compensation in an amount equal to the benefits received or would have been received, reimbursement of the SEC's investigative expenses, and barred

under Section 296 and Section 296/2 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions* on the three offenders above through the imposition of civil penalty, compensation at

)  Mr. Wallop Suksawat shall pay a civil penalty, compensation in the amount equal to the benefit received or that should have been received, and a reimbursement of investigative expenses incurred by the

sanctions* on the five offenders, requiring them to pay a civil penalty, a compensation at an equal amount to the benefit received or that would have been received, and a reimbursement of investigative