and collect fees or service charges in accordance with the rules, conditions and procedures as specified by the board of directors of the Securities Exchange. In operating the business of securities
and collect fees or service charges in accordance with the rules, conditions and procedures as specified by the board of directors of the Securities Exchange. In operating the business of securities
follows : - a civil monetary penalty of 2,000,000.00 Baht - a reimbursement of investigative expenses in an amount of 62,039.00 Baht
; - a reimbursement of investigative expenses in an amount of 230,682.00 Baht SEC Act (the fifth amendment) Section 242 (1) Civil Action Dated 19/11/2024
decreased by 439.4 MB, or 23.4 % the mainly reason is that the dividend payment for operation period of year 2016 was paid in Q2-2017. In addition, debt collection takes longer time to collect the money. As a
procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
Section 130 Securities and Exchange Act B.E. 2535 Section 130. Upon the dissolution of the mutual fund, the securities company shall appoint a liquidator to collect and distribute assets to the
- a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed to comply with civil sanctions determined by the Civil Sanction
; - a civil monetary penalty of 500,000.00 Baht - a reimbursement of investigative expenses in an amount of 35,361.00 Baht 06/05/2568 agreed